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Almaty Moscow
(+7 727) 258-48-89
lexanalitik@lexanalitik.kz

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Brokerage Law

Our expert knowledge of securities law and our experience  in rendering legal support to market professionals enable our company to provide tailored legal advice on brokerage activities.

pa_broker2Lex Analitik provide legal advice on the following:

  • Registration of a legal entity to carry out brokerage on securities markets;
  • Obtaining of licences for brokerage activities;
  • Drafting of brokerage agreements, margin transactions;
  • Drafting of broker’s internal documents;
  • Record keeping for affiliated persons;
  • Securities transaction;
  • Broker’s specialist activities;
  • Representation of Clients’ interests in disputes over the unsatisfactory fulfilment of Clients’ commissions by brokers.
Our expert knowledge of securities law and our experience in rendering legal support to market professionals enable our company to provide tailored legal advice on brokerage activities

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