Securities Market

The adopted legal acts regulating the activities of financial organizations provide ample opportunity for local and international investors to enter the capital market of the Republic of Kazakhstan.

Having proven experience in providing legal support to companies working on the securities market, Lex Analitik law firm offer the following services: 

• Obtaining licences to carry out activities on the securities market;
• Advising professional participants of the securities market and their clients on the legislation regulating the securities market;
• Due diligence of the professional participants of the securities market;
• Investment consulting and advice on other foreign securities transactions;
• Legal assistance in the state registration of the issuing of equity securities;
• Legal assistance in the state registration of the issuing of shares by mutual funds;
• Preparation of securities prospectus;
• Introduction of amendments to securities prospectus;
• Preparation of a bond program prospectus and legal assistance in the state registration of bond programs;
• Legal assistance in invalidating the issue of securities;
• Legal assistance in registering securities transactions;
• Preparation and submission of reports on activities in the securities market;
• Incorporation of investment trusts;
• Full range of IPO related legal services;
• Legal support for the process of disclosing information relating to an issuer of securities.